Compliance Officer I-FTIS/IMG

Location: Cincinnati
Posted on: April 25, 2024

Job Description:

GENERAL FUNCTION:

Assist the Compliance Manager in the implementation of the Investment Management and Institutional Services compliance program. This includes contributing to the development of the testing program and executing the testing program providing an analysis of the review and the findings from the review.

There will be responsibilities of consulting with the line of business. This position requires knowledge of fiduciary regulations including 12 CFR Part 9 ,ERISA, and other Fiduciary regulations. The incumbent is responsible for analyzing current and emerging regulatory trends and proposing and implementing recommendations to mitigate regulatory risk, and assist with regulatory exams, inquiries and internal audits.

Keywords: , Fairfield , Compliance Officer I-FTIS/IMG, PR / Public Relations , Cincinnati, Ohio

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